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State of Health Estimation for Lithium-Ion Batteries Using an Ensemble Learning Framework Based on Optimized Interval of Charging Curves

  • Bin Wang
  • , Wenrui Cao
  • , Mingtao Li
  • , Jun Wang
  • , Feng Zhao
  • , Yizhe Yan
  • , Chaohui Wang
  • Xi'an Jiaotong University
  • China National Electric Apparatus Research Institute Co., Ltd.
  • Ltd.

科研成果: 期刊稿件文章同行评审

摘要

Data-driven methods are increasingly used for noninvasive state of health (SOH) research of lithium-ion batteries (LIBs). Conventional data-driven approaches for the battery SOH estimation usually extract aging features from partial charging curves. However, existing studies could not conclusively identify the specific charging curve interval with optimum aging characterization capability. To bridge this gap, this study introduces a two-stage correlation analysis method combining gray relational analysis (GRA) and Pearson correlation analysis to pinpoint the optimal charging voltage interval and refine the candidate features. On this basis, a novel ensemble learning framework is developed, featuring a residual-enhanced mixture of experts (MoE) network. Unlike conventional stacking methods, this framework innovatively integrates meta-feature encoding and residual fusion to mitigate information bottlenecks, effectively synergizing the complementary strengths of the Gaussian process regression (GPR), extreme gradient boosting (XGB), and elastic net (ENET). Furthermore, the hyperparameters of the framework are optimized with a multistrategy beluga whale optimization (BWO) algorithm, which can effectively guarantee convergence and escape local optima. The final results demonstrate two key findings: (1) the ensemble learning framework can improve the coefficient of determination by a maximum of 38.36% compared with individual machine learning models; (2) feature extraction approach from the optimal charging voltage interval can reduce the mean absolute error of the SOH estimation by up to 57.32%, compared with conventional partial charging curve approaches. In addition, a transfer learning approach based on the ensemble learning framework is successfully demonstrated for enhancing the model generalization capability across LIBs with different nominal capacities. Hence, the proposed ensemble learning framework based on the optimized interval of charging curves offers clear benefits and shows considerable promise in the field of high-precision SOH estimation for LIBs.

源语言英语
页(从-至)9073-9084
页数12
期刊Energy and Fuels
40
16
DOI
出版状态已出版 - 23 4月 2026

联合国可持续发展目标

此成果有助于实现下列可持续发展目标:

  1. 可持续发展目标 7 - 经济适用的清洁能源
    可持续发展目标 7 经济适用的清洁能源

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