TY - GEN
T1 - Early Fault Warning for Gearboxes in Real-world Wind Turbines Using Spatio-Temporal Causal Reasoning Network
AU - Yang, Guo
AU - Zhao, Zhibin
AU - Zhong, Yong
AU - Feng, Wei
AU - Du, Ruxu
AU - Deng, Yaohua
N1 - Publisher Copyright:
© 2026 IEEE.
PY - 2026
Y1 - 2026
N2 - The gearbox of a wind turbine is essential to ensure the safe operation of wind power generation. However, existing fault warning methods often struggle to effectively and timely detect potential faults, resulting in insufficient reliability. In this paper, we proposed a Spatio-Temporal Causal Reasoning Network (STCRN) for early fault warning of gearboxes. First, multi-level feature extraction was performed on the raw vibration signals of the wind turbine. A causal graph was constructed by inferring dependencies among sensors, informed by correlation analysis and physical principles. Additionally, the health indicator was developed. Second, a Spatio-Temporal analysis module was designed to analyze the stability of time series and the topological characteristics of the spatial causal network, as well as to capture abnormal propagation patterns in the Spatio-Temporal dimensions through dual analysis. Third, the detection results were enhanced by confidence based on causal evidence, improving the accuracy of fault localization. This module focuses on root cause identification and detection confidence enhancement. Finally, intelligent fault detection, precise localization, and graded warnings based on causal-enhanced probability were used to provide actionable guidance for operational and maintenance decisions. The proposed method was tested on a real-world wind turbine in China during 2021. The experimental results showed that the method not only accurately locates faulty components but also achieves reliable fault warnings, with an Anomaly Rate and Fault Probability of 1.000 and 0.950, respectively. Its warning performance outperforms existing methods such as Isolation Forest, One-Class SVM, Local Outlier Factor, and XGBoost.
AB - The gearbox of a wind turbine is essential to ensure the safe operation of wind power generation. However, existing fault warning methods often struggle to effectively and timely detect potential faults, resulting in insufficient reliability. In this paper, we proposed a Spatio-Temporal Causal Reasoning Network (STCRN) for early fault warning of gearboxes. First, multi-level feature extraction was performed on the raw vibration signals of the wind turbine. A causal graph was constructed by inferring dependencies among sensors, informed by correlation analysis and physical principles. Additionally, the health indicator was developed. Second, a Spatio-Temporal analysis module was designed to analyze the stability of time series and the topological characteristics of the spatial causal network, as well as to capture abnormal propagation patterns in the Spatio-Temporal dimensions through dual analysis. Third, the detection results were enhanced by confidence based on causal evidence, improving the accuracy of fault localization. This module focuses on root cause identification and detection confidence enhancement. Finally, intelligent fault detection, precise localization, and graded warnings based on causal-enhanced probability were used to provide actionable guidance for operational and maintenance decisions. The proposed method was tested on a real-world wind turbine in China during 2021. The experimental results showed that the method not only accurately locates faulty components but also achieves reliable fault warnings, with an Anomaly Rate and Fault Probability of 1.000 and 0.950, respectively. Its warning performance outperforms existing methods such as Isolation Forest, One-Class SVM, Local Outlier Factor, and XGBoost.
KW - Early Fault Warning
KW - Gearboxes
KW - Spatio-Temporal Causal Reasoning Network(STCRN)
KW - Wind Turbines
UR - https://www.scopus.com/pages/publications/105043733734
U2 - 10.1109/AI4IM69129.2026.11558223
DO - 10.1109/AI4IM69129.2026.11558223
M3 - 会议稿件
AN - SCOPUS:105043733734
T3 - AI4IM 2026 - 2026 IEEE Symposium on Artificial Intelligence for Instrumentation and Measurement, Symposium Proceedings
BT - AI4IM 2026 - 2026 IEEE Symposium on Artificial Intelligence for Instrumentation and Measurement, Symposium Proceedings
PB - Institute of Electrical and Electronics Engineers Inc.
T2 - 2026 IEEE International Symposium on Artificial Intelligence for Instrumentation and Measurement, AI4IM 2026
Y2 - 21 May 2026 through 23 May 2026
ER -