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On Systematic Performance of 3-D Holographic MIMO: Clarke, Kronecker, and 3GPP Models

  • Quan Gao
  • , Shuai S.A. Yuan
  • , Zhanwen Wang
  • , Wanchen Yang
  • , Chongwen Huang
  • , Xiaoming Chen
  • , Wei E.I. Sha
  • Zhejiang University
  • Aalto University
  • Nanjing University of Aeronautics and Astronautics
  • Xi'an Jiaotong University

Research output: Contribution to journalArticlepeer-review

2 Scopus citations

Abstract

Holographic multiple-input multiple-output (MIMO) has emerged as a key enabler for 6G networks, yet conventional planar implementations suffer from spatial correlation and mutual coupling at sub-wavelength spacing, which fundamentally limit the effective degrees of freedom (EDOF) and channel capacity. Three-dimensional (3-D) holographic MIMO offers a pathway to overcome these constraints by exploiting volumetric array configurations that enlarge the effective aperture and unlock additional spatial modes. This work presents the first systematic evaluation that jointly incorporates electromagnetic characteristics, such as mutual coupling and radiation efficiency, into the analysis of 3-D arrays under Clarke, Kronecker, and standardized 3rd Generation Partnership Project (3GPP) channel models. Analytical derivations and full-wave simulations demonstrate that 3-D architectures achieve higher EDOF, narrower beamwidths, and notable capacity improvements compared with planar baselines. In 3GPP urban macro channels with horizontal element spacing of 0.3λ(λ being the free-space wavelength), 3-D configurations yield approximately 20% capacity improvement over conventional two-dimensional arrays under the same element spacing and aperture size, confirming the robustness and scalability of volumetric designs under realistic conditions. These findings bridge the gap between theoretical feasibility and practical deployment, offering design guidance for next-generation 6G base station arrays.

Original languageEnglish
Article number0140712
JournalElectromagnetic Science
Volume4
Issue number2
DOIs
StatePublished - 2026
Externally publishedYes

Keywords

  • 3-D antenna arrays
  • 3GPP channel modeling
  • Channel capacity
  • Effective degrees of freedom
  • Mutual coupling
  • Radiation efficiency
  • — Holographic multiple-input multiple-output (MIMO)

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