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Estimating Series Battery Pack Capacity From Charge–Discharge Behavior at Unilateral Boundaries

  • Songtao Ye
  • , Dou An
  • , Kunlei Yu
  • , Xiaoyu Shu
  • , Chun Wang
  • , Tao Zhang
  • , Zhe Shan
  • , Huan Xi
  • Xi'an Jiaotong University
  • Ltd.
  • School of Energy and Power Engineering
  • Hainan University

Research output: Contribution to journalArticlepeer-review

Abstract

Battery pack capacity estimation is crucial for improving the performance, safety, and reliability of energy storage systems. However, the inherent cell inconsistency and unobservable internal electrochemical reactions make this task challenging, especially when the battery behavior is only partially observed. To address this challenge, this article proposes a novel framework, UniCap, to estimate the capacity of series battery packs by utilizing partial behavior observed near the lower voltage boundary. Within this framework, the traditional estimation process is reformulated into two tractable subtasks. First, a hybrid K-nearest neighbors method is developed to nondestructively quantify unreleased capacity caused by cell inconsistency. Second, a cross-stream cell-wise transformer is proposed to predict the cell behavior and corresponding capacity at the unknown upper voltage boundary. Based on the above, the lower bound of the pack capacity can be inferred. Without requiring full charge or discharge cycles, the proposed framework provides an efficient solution for battery pack capacity estimation. Validated on a large-scale industrial dataset comprising 1757 battery packs, the framework achieves state-of-the-art performance with a mean absolute error of 0.0968 Ah. Notably, compared with existing industrial workflows, the proposed method significantly reduces test duration with only marginal accuracy degradation, thereby improving automation and production efficiency.

Original languageEnglish
JournalIEEE Transactions on Industrial Informatics
DOIs
StateAccepted/In press - 2026

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy

Keywords

  • Capacity estimation
  • cell inconsistency
  • data-driven models
  • lithium-ion battery (LIB) pack

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