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Early Fault Warning for Gearboxes in Real-world Wind Turbines Using Spatio-Temporal Causal Reasoning Network

  • Guo Yang
  • , Zhibin Zhao
  • , Yong Zhong
  • , Wei Feng
  • , Ruxu Du
  • , Yaohua Deng
  • Guangdong University of Technology
  • Xi'an Jiaotong University
  • South China University of Technology
  • Ltd.

Research output: Chapter in Book/Report/Conference proceedingConference contributionpeer-review

Abstract

The gearbox of a wind turbine is essential to ensure the safe operation of wind power generation. However, existing fault warning methods often struggle to effectively and timely detect potential faults, resulting in insufficient reliability. In this paper, we proposed a Spatio-Temporal Causal Reasoning Network (STCRN) for early fault warning of gearboxes. First, multi-level feature extraction was performed on the raw vibration signals of the wind turbine. A causal graph was constructed by inferring dependencies among sensors, informed by correlation analysis and physical principles. Additionally, the health indicator was developed. Second, a Spatio-Temporal analysis module was designed to analyze the stability of time series and the topological characteristics of the spatial causal network, as well as to capture abnormal propagation patterns in the Spatio-Temporal dimensions through dual analysis. Third, the detection results were enhanced by confidence based on causal evidence, improving the accuracy of fault localization. This module focuses on root cause identification and detection confidence enhancement. Finally, intelligent fault detection, precise localization, and graded warnings based on causal-enhanced probability were used to provide actionable guidance for operational and maintenance decisions. The proposed method was tested on a real-world wind turbine in China during 2021. The experimental results showed that the method not only accurately locates faulty components but also achieves reliable fault warnings, with an Anomaly Rate and Fault Probability of 1.000 and 0.950, respectively. Its warning performance outperforms existing methods such as Isolation Forest, One-Class SVM, Local Outlier Factor, and XGBoost.

Original languageEnglish
Title of host publicationAI4IM 2026 - 2026 IEEE Symposium on Artificial Intelligence for Instrumentation and Measurement, Symposium Proceedings
PublisherInstitute of Electrical and Electronics Engineers Inc.
ISBN (Electronic)9798331551759
DOIs
StatePublished - 2026
Externally publishedYes
Event2026 IEEE International Symposium on Artificial Intelligence for Instrumentation and Measurement, AI4IM 2026 - Amalfi, Italy
Duration: 21 May 202623 May 2026

Publication series

NameAI4IM 2026 - 2026 IEEE Symposium on Artificial Intelligence for Instrumentation and Measurement, Symposium Proceedings

Conference

Conference2026 IEEE International Symposium on Artificial Intelligence for Instrumentation and Measurement, AI4IM 2026
Country/TerritoryItaly
CityAmalfi
Period21/05/2623/05/26

Keywords

  • Early Fault Warning
  • Gearboxes
  • Spatio-Temporal Causal Reasoning Network(STCRN)
  • Wind Turbines

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