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Box-Cox sparsity measure-based impulse extraction for gearbox condition monitoring

  • Shiqi Tang
  • , Dong Wang
  • , Xiaofei Liu
  • , Naipeng Li
  • , Yaguo Lei
  • Shanghai Jiao Tong University
  • Xi'an Jiaotong University

Research output: Contribution to journalArticlepeer-review

Abstract

Vibration impulses from gearboxes are crucial for fault diagnosis but are often obscured by strong meshing components and background noise. This paper proposes Box-Cox Sparsity Measure-Based Impulse Extraction (BCIE), which advances beyond the existing Optimal Weighted Impulse Extraction (OWIE) method by: (1) generalizing the kurtosis criterion in OWIE to Box-Cox sparsity measures (BCSM) parameterized by λ[jls-end-space/], where (Formula presented) corresponds to the original OWIE formulation; and (2) introducing an optimized window-length selection strategy absent in OWIE. The efficacy of the proposed BCIE is validated through both numerical simulation experiments and gearbox run-to-failure datasets. The results demonstrate that the proposed BCIE exhibits strong sensitivity to incipient gear faults and is well-suited for gearbox impulse extraction and health monitoring, particularly when (Formula presented) (negative relative entropy), which optimally balances early fault detection sensitivity with false alarm suppression. Parameter analysis reveals: (1) large λ values ((Formula presented) ) increase false alarms while showing minimal BCSM changes during faults; and (2) small λ values ((Formula presented) ) yield insignificant fault indications while weakening healthy-state signals.

Original languageEnglish
Article number114499
JournalMechanical Systems and Signal Processing
Volume256
DOIs
StatePublished - 15 Jul 2026

Keywords

  • Box-Cox Sparsity Measures
  • Condition monitoring
  • Impulse extraction
  • Incipient fault detection

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